Tom White, Financial Advisor Tom White Barred from Securities Industry

Tom White, Financial Advisor Tom White Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Tom White a/k/a Marvin Thomas White CRD #862895

Tom White was a previously licensed financial advisor with Farmers Financial Solutions, LLC. According to FINRA, Tom White was barred from the securities industry in February 2019.

ACCORDING TO FINRA: Tom White consented to the sanction and to the entry of findings that he failed to provide FINRA with requested documents and information in connection with its investigation relating to the issues disclosed in White’s Form U5 filed by a member firm. The findings stated that the firm filed the Form U5 terminating White’s registration and disclosing that he had been discharged from the firm after the firm’s insurance company affiliate terminated his insurance appointment due to “issues concerning property & casualty (automobile insurance) policies.”

If you lost money on investments with Tom White and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tom White’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Tom White and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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