Tom Skypeck – Thomas Edward Skypeck, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Tom Skypeck, CRD #1529804
Tom Skypeck was previously licensed with Brokers International Financial Services, LLC and The O.N. Equity Sales Company in Saco, Maine. FINRA reports that Tom Skypeck was barred from the securities and investment banking industry in 2016.
ACCORDING TO THE SEC: The Commission finds that on October 9, 2015, Tom Skypeck pleaded guilty to one count of theft by unauthorized taking or transfer, one count of intentional or knowing violation of the Maine Uniform Securities Act, one count of forgery, and one count of misuse of entrusted property in Docket No. CR-15-276. Tom Skypeck’s sentencing has been deferred to allow him time to comply with terms of his plea agreement, including paying $5,070 in restitution.
According to Tom Skypeck’s CRD, a customer dispute was filed alleging Tom Skypeck engaged in unsuitable sales of investment products. According to Tom Skypeck’s CRD, this customer dispute is pending and seeks $500,000 in damages.
If you lost any money on investments with Tom Skypeck, you may be able to recover your losses. If you lost money on investments with Tom Skypeck and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tom Skypeck’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Tom Skypeck and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange