Tom Gresham, Thomas Gresham, Customer Disputes Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses
Tom Gresham, Thomas Gresham CRD# 229641
Tom Gresham has been licensed with Moloney Securities Co., Inc. since 2012. According to Tom Gresham’s CRD, 13 customer disputes alleging sales practice violations against Tom Gresham have been settled. According to Tom Gresham’s CRD, these allegations unsuitable recommendations, breach of fiduciary duties, breach of the Kansas Securities Act and misappropriation among other allegations. According to Tom Gresham’s CRD, five of these customer disputes settled for $495,000 $335,000, $160,000 $110,000 and $105,000.
If you lost any money on investments with Tom Gresham, you may be able to recover your losses. If you lost money on investments with Tom Gresham and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tom Gresham’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Tom Gresham and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange