TODD WALKER – CENTAURUS FINANCIAL, INC. Financial Adviser Has An Investor Complaint – May Recover Investor Losses
TODD WALKER – CENTAURUS FINANCIAL, INC. Financial Adviser Has An Investor Complaint.
CRD#: 2503388
TODD WILLIAM WALKER (CRD#: 2503388), a registered broker for CENTAURUS FINANCIAL, INC. in CENTENNIAL, CO, has an investor complaint. According to Walker’s FINRA BrokerCheck report, The customer alleges that in September of 2012, and December of 2019, the Registered Representative recommended and misrepresented unsuitable, high-risk, illiquid investments.
The claimants are requesting $200,000.00 for alleged damages.
Broker Comment: I vehemently deny any wrongdoing and assert that the allegations are completely without merit. The investments about which the customer complained were suitable and were recommended based on the customer’s objectives, goals and financial circumstances and were offered only after his review of all material documentation related to the investment. The customer confirmed in writing that they not only received the requisite investment documentation/disclosures, but that he fully understood the characteristics and risks of the investments. At all times, I put the customer’s interest first and I will vigorously defend this matter to the fullest extent of the law.
TODD WALKER – CENTAURUS FINANCIAL, INC. Financial Adviser Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/30/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.