TODD LUFT Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC investment adviser, TODD LUFT Suspended After FINRA Allegations.
CRD#: 2310647
TODD LORING LUFT (CRD#: 2310647), a former registered representative for B. RILEY WEALTH MANAGEMENT in THE WOODLANDS, TX, is suspended from associating with any FINRA member in all capacities indefinitely. Continues until required payment is made or discharged.
According to Luft’s FINRA BrokerCheck Report, Respondent Luft failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC investment adviser, TODD LUFT Suspended After FINRA Allegations.
Goodman & Nekvasil, P.A. is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/1/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.