Todd Lesk – Barred by FINRA for Selling Away
Former Broker Todd Lesk – Barred by FINRA
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Todd Michael Lesk (CRD#: 2788300), is a formerly registered broker with CAMBRIDGE INVESTMENT RESEARCH, Inc., in Coral Springs, Florida, has been barred by FINRA. The enforcement action is in connection with its investigation into whether he recommended that his customer invest in a crypto asset offering away from his member firm.
When a registered broker “sells away” from their firm, the brokerage firm may be responsible for lack of supervision and customer losses.
Goodman & Nekvasil is Investigating Todd Lesk for Allegations of Selling Away
Todd Lesk has a 1,000,000 investor complaint for Selling Away
According to FINRA, Lesk resigned from Cambridge Investment Research. The Firm was already in the process of terminating its relationship with the FP and accepted the resignation, according to the employer’s statement.
Goodman and Nekvasil is the premier law firm for selling away cases.
Information on selling away can be found here.
Goodman & Nekvasil, P.A., Represent Investors who are Victims of Selling Away
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/10/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.