Timothy Van Dyken Allegedly Violated the Securities Act of Washington – Goodman & Nekvasil, P.A.

Timothy Van Dyken Allegedly Violated the Securities Act of Washington – Goodman & Nekvasil, P.A., May Recover Investor Losses

Timothy Van Dyken Allegedly Violated the Securities Act of Washington.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

Timothy Gerrit Van Dyken
TIMOTHY GERRIT VANDYKEN
CRD#: 5918814
Timothy Gerrit Van Dyken (CRD#: 5918814), a  former registered broker for AMERIPRISE FINANCIAL SERVICES, LLC, in MT VERNON, WA, Allegedly Violated the Securities Act of Washington.
The STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION alleges that Van Dyken, while employed as an investment adviser representative and registered representative at Edward Jones, engaged in the following behavior: entered a trade in a client’s account without the authority to do so, entered false notes into Edward Jones’ internal system, altered others’ notes in the internal system, failed to submit complaints to Edward Jones’ complaint investigations department, and instructed a subordinate not to forward client complaints to the complaint investigations department.
Timothy Gerrit Van DykenTIMOTHY GERRIT VANDYKEN
CRD#: 5918814

Timothy Van Dyken Allegedly Violated the Securities Act of Washington.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 11/01/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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