Timothy Brent Hetrick (Tim Hetrick) Financial Advisor/Broker Tim Hetrick Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Timothy Brent Hetrick (Tim Hetrick) CRD #2048466

According to Tim Hetrick’s BrokerCheck Report:

Tim Hetrick was a previously licensed financial advisor/broker with U.S. Brokerage, Inc.

According to FINRA:

Tim Hetrick consented to the sanction and to the entry of findings that he failed to provide documents and information requested by FINRA in connection with its investigation into a tip received. The findings stated that Tim Hetrick provided partial but incomplete responses to FINRA’s requests, but subsequently ceased cooperating with its investigation and refused to produce additional documents and information. Tim Hetrick’s member firm filed a Form U5 disclosing his termination, explaining that he was permitted to resign for engaging in an unapproved outside business activity involving a financial transaction with a couple of clients.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Tim Hetrick and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tim Hetrick’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Tim Hetrick and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 5/7/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

Timothy Hetrick, Tim Hetrick, Financial Advisor, Broker, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Financial Advisor, Broker, Timothy Hetrick, Tim Hetrick