GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – TIM PATRICK HALEY LICENSED WITH WELLS FARGO ADVISORS, LLC
Since June 2010, Tim Haley was licensed with Wells Fargo Advisors, LLC. FINRA reports that an arbitration claim involving Tim Haley’s conduct with Wells Fargo Advisors, LLC was filed in 2014. The claimant alleged that investment recommendations made between January 2013 and December 2013 were misrepresented and unsuitable. This case did not settle and proceeded to final hearing. The arbitration panel issued a $121,491.83 award against Wells Fargo Advisors, LLC and Tim Haley. The arbitration panel found that Tim Haley, acting on behalf of Wells Fargo Advisors, LLC, breached his duty under FINRA Rules 2090 and 2111.
If you lost any money on investments with Tim Haley you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise Tim Haley.
If you lost money on investments with Tim Haley and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning Tim Haley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Tim Haley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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