Thomas Riquier, State of Massachusetts Names Financial Advisor in Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | Thomas Riquier, State of Massachusetts Names Financial Advisor in Complaint 

Thomas Riquier was a formerly licensed financial advisor with United Planners’ Financial Services of America LP from 1992 to 2018. The State of Massachusetts Securities Division reported to FINRA that Thomas Riquier allegedly solicited outside investments from brokerage and advisory customers pursuant to a private placement and that Thomas Riquier borrowed large sums of money from Thomas Riquier’s clients.

FINRA also reports that 3 previous complaints involving Thomas Riquier’s conduct have been settled.

If you lost money on investments with Thomas Riquier and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Thomas Riquier’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Thomas Riquier and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Contact Us Today!

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