Thomas Marino – Customer Dispute Filed Involving Financial Advisor/Broker Thomas Marino | Goodman & Nekvasil PA May Recover Investor Losses
Thomas Marino a/k/a Thomas John Marino Financial Advisor/Broker CRD #4438533
Thomas Marino was a formerly licensed financial advisor/broker with R.M. Stark & Co., Inc.
According to Thomas Marino’s CRD, a customer dispute alleging sales practice violations against Thomas Marino was filed, with the client alleging inappropriate and unsuitable investments for her objectives and risk tolerance. This customer dispute is pending and seeks $300,000 in damages.
If you invested with Thomas Marino, you may be able to recover your losses from R.M. Stark & Co., Inc. This is because R.M. Stark & Co., Inc. had a duty to supervise their agents.
If you invested with Thomas Marino and would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against R.M. Stark & Co., Inc. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you invested with Thomas Marino and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.