THOMAS EALY Has Four Settled Oil & Gas Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
CETERA INVESTMENT ADVISERS LLC investment adviser, THOMAS EALY has four settled Oil & Gas investor complaints.
CRD#: 863042
THOMAS JAMES EALY (CRD#: 863042), a registered representative for CETERA ADVISOR NETWORKS LLC in MAHOMET, IL, has four settled investor complaints that were filed in 2024. According to Ealy’s FINRA BrokerCheck Report, Claimants in three complaints allege Liquidity, investment purpose, and risk tolerance. Further, the investment was misrepresented to client, according the statements from the claimants. The forth complaint alleged that the investment presented outcomes contrary to claimants expectations and the recommendations of the registered representative.

THOMAS JAMES EALY has four settled Oil & Gas investor complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/08/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

