Thomas Braley, Two Customer Disputes Filed Involving Financial Advisor Thomas Braley | Goodman & Nekvasil P.A., May Recover Losses
Thomas Braley CRD #1264896
Thomas Braley has been licensed with Wells Fargo Clearing Services, LLC since 2015. According to Thomas Braley’s CRD, two customer disputes alleging sales practice violations against Thomas Braley have been filed.
Customer Dispute 03/19/18: The customer alleges unsuitable investment recommendations from 2013 until 2016. This customer dispute is pending.
Customer Dispute 5/11/16: The Customers allege unsuitable investment recommendations, excessive trading and misrepresentation from January 2013 to February 2016. This customer dispute settled for $75,000.
If you lost any money on investments with Thomas Braley, you may be able to recover your losses. If you lost money on investments with Thomas Braley and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Thomas Braley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Thomas Braley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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