Thad Allen Has A Pending Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
SMITH, MOORE & CO. investment adviser, Thad Allen has a pending investor complaint alleging that he induced a customer into transferring funds to a third party silver broker.
THADDAEUS D ALLEN
CRD#: 5644772
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
THADDAEUS D ALLEN (CRD#: 5644772), a registered representative for SMITH, MOORE & CO. in Topeka, KS, has a pending investor complaint. According to Allen’s FINRA BrokerCheck report, Customer alleges that Thad D. Allen conspired with his brother, Donald H. Allen, Jr. to induce the customer into transferring funds to a third party silver broker to purchase silver bars and coins that the customer never received.
The client is requesting $104,000.00 for alleged damages.
Thad Allen has a pending investor complaint alleging that he induced a customer into transferring funds to a third party silver broker.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 9/24/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.