Tavic Francis is the Subject of a FINRA Investigation – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former GOLDMAN SACHS & CO. LLC Broker, Tavic Francis is the subject of a FINRA investigation.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Tavic OShane Lloyd FRANCIS (CRD#: 6676717), a former broker for GOLDMAN SACHS & CO. LLC, in New York, NY, is the subject of a FINRA investigation.
According to FINRA, On January 17, 2024, FINRA made a preliminary determination to recommend that disciplinary action be brought against Tavic Francis alleging violations of FINRA Rules 8210 and 2010 in that he failed to respond to requests for documents and information made pursuant to FINRA Rule 8210.
Tavic Francis Suspended by FINRA
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/27/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.