Tammie Farrell Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
CAPITAL INVESTMENT ADVISORY SERVICES, LLC Investment Adviser, Tammie Farrell has multiple investor complaints.
TAMMIE LYN FARRELL (CRD#: 2475931), a registered broker for CAPITAL INVESTMENT GROUP, INC. in Franklin, NC, has multiple investor complaints. According to Farrell’s FINRA BrokerCheck report, The most recent customer alleges Client purchased, on multiple occasions in 2019, GWG Holdings, Inc. L-Bonds. GWG Holdings filed Chapter 11 bankruptcy on April 20, 2022. Complaint alleges violations of federal securities laws; violation of NC Securities Act; breach of contract; common law fraud; breach of fiduciary duty, and; negligence and gross negligence. The compensatory damage amount listed in the Statement of Claim was, in total, for three separate customers of the firm, of which [REDACTED] was one. The other two customers were of another representative, not Ms. Farrell. The damage amount listed for Mr. [REDACTED], specifically, was $250,000.
TAMMIE LYN FARRELL has multiple investor complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/04/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.