Stuart Nichols – Financial Advisor/Broker Stuart Nichols Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Stuart Nichols CRD #4932310
Stuart Nichols was a previously licensed financial advisor with Raymond James & Associates, Inc. According to Stuart Nichols’ CRD, Stuart Nichols was barred from the securities industry on October 25, 2019.
According to FINRA Allegations:
Stuart Nichols consented to the sanction and to the entry of findings that Stuart Nichols refused to appear for FINRA on-the-record testimony requested in connection with its investigation of Stuart Nichols for possible excessive trading in customer accounts at Stuart Nichols’ member firm.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Stuart Nichols and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Stuart Nichols’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Stuart Nichols and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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