Steven Dale Rodemer (Steven Rodemer) Financial Advisor/Broker Steven Rodemer Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
According to Steven Rodemer’s BrokerCheck Report:
Steven Rodemer was a previously licensed financial advisor/broker with Stifel, Nicolaus & Company, Incorporated.
According to FINRA:
Steven Rodemer consented to the sanction and to the entry of findings that he refused to provide on-the-record testimony requested by FINRA during its investigation into the conduct disclosed in a Form U5 submitted by his member firm. The findings stated that the firm submitted the Form U5 terminating Steven Rodemer for taking money from a client account for his personal use without authorization.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Steven Rodemer and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Steven Rodemer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Steven Rodemer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 4/21/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
Steven Rodemer, Financial Advisor, Broker, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Financial Advisor, Broker, Steven Rodemer