Goodman & Nekvasil P.A., May Recover Investor Losses | Steven F. Coffey (Steve Coffey) , Formerly Licensed with American Portfolios Financial Services, Inc. Barred from Securities Industry
Steve Coffey was a licensed financial advisor with American Portfolios Financial Services, Inc. from 2017 to 2018. Steve Coffey was barred from the securities and investment banking industry on July 16, 2018. FINRA reports that Steve Coffey consented to the sanction and to the entry of findings that Steve Coffey failed to respond to FINRA’s request for documents and information in connection with its investigation of promissory notes he sold to customers.
If you lost any money on investments with Steve Coffey, you may be able to recover your losses from American Portfolios Financial Services, Inc. This is because American Portfolios Financial Services, Inc. had a duty to supervise Steven Coffey.
If you lost money on investments with Steve Coffey and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against American Portfolio Financial Services, Inc. concerning Steve Coffey’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Steve Coffey and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.