Goodman & Nekvasil P.A., May Recover Investor Losses | Stephen Michael Hart (Stephen Hart), Financial Advisor Barred from Securities Industry
Stephen Hart was previously licensed with CFWP Securities LLC, Allen & Company LLC and Robotti & Company, LLC. FINRA reports that Stephen Hart was barred by FINRA in February 2019. FINRA reports that Stephen Hart consented to the sanction and to the entry of findings that FINRA staff sent a request to Stephen Hart for documents and information pursuant to FINRA Rule 8210, in connection with FINRA’s investigation into allegations that Stephen Hart converted money or property outside the Firm. FINRA reports that Stephen Hart acknowledged that he received FINRA’s request and will not produce the documents and information requested at any time.
If you lost any money on investments with Stephen Hart, you may be able to recover your losses from CFWP Securities LLC, Allen & Company LLC and/or Robotti & Company, LLC. This is because CFWP Securities LLC, Allen & Company LLC and Robotti & Company, LLC had a duty to supervise Stephen Hart.
If you lost money on investments with Stephen Hart and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Stephen Hart’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Stephen Hart and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.