Simon Hagos Suspended After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former FIDELITY PERSONAL AND WORKPLACE ADVISORS investment adviser, Simon Hagos Suspended After FINRA Allegations.
Simon T Hagos, Simon Hagos
CRD#: 7199712
SIMON T HAGOS (CRD#: 7199712), a former registered representative for FIDELITY BROKERAGE SERVICES LLC in COVINGTON, KY, consented to a two-month suspension from associating with any FINRA member in all capacities, and fined $2,500.00.
According to Hagos’ FINRA BrokerCheck Report, Between October 2021 and October 2023, while associated with Fidelity, Hagos failed to obtain written consent from Fidelity to maintain an outside securities account at another member firm. As a result, Hagos violated FINRA Rules 3210 and 2010.
Simon Hagos Suspended After FINRA Allegations.
Goodman & Nekvasil, P.A. is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/10/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.