Shon McLain Has An Investor Complaint – May Recover Investor Losses

Shon McLain Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

MML INVESTORS SERVICES, LLC investment adviser, Shon McLain has an investor complaint.

CRD#: 4141062
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

SHON IVAN MCLAIN (CRD#: 4141062), a  registered broker for MML INVESTORS SERVICES, LLC, in Saratoga Springs, NY, has an investor complaint.  According to McLain’s FINRA BrokerCheck report, the consumer alleges that Registered Representative falsely told her, the beneficiary of an IRA, that other products for an IRA rollover were not available and a lump sum distribution was required.  The consumer is requesting $5,100.00.  The claim is denied.


Shon McLain Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/25/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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