Shim Plotkin – Customer Dispute Filed Involving Financial Advisor Shim Plotkin | Goodman & Nekvasil, P.A. May Recover Investor Losses
Shim Plotkin Financial Advisor CRD #2431863
Shim Plotkin is a currently licensed financial advisor with Independent Financial Group, LLC.
According to Shim Plotkin’s CRD, a customer disputes alleging sales practice violations against Shim Plotkin is currently pending.
Customer Dispute 6/21/19: Allegations include over concentration in alternative investments and lack of diversification. This customer dispute is pending and seeks $500,000 in damages.
If you invested with Shim Plotkin, you may be able to recover your losses from Independent Financial Group, LLC. This is because Independent Financial Group, LLC had a duty to supervise their agents.
If you invested with Shim Plotkin and would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Independent Financial Group, LLC. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you invested with Shim Plotkin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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