Sherwin Sargeant Barred by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former PLANMEMBER SECURITIES CORPORATION broker, Sherwin Sargeant Barred by FINRA.
SHERWIN EDISON SARGEANT, SHERWIN SARGEANT
CRD#: 5096798
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
SHERWIN EDISON SARGEANT (CRD#: 5096798), a former registered representative for PLANMEMBER SECURITIES CORPORATION in Orlando, FL, is barred from associating with a FINRA member. According to Sargeant’s FINRA BrokerCheck report, the former broker refused to appear for on-the-record testimony as requested by FINRA. The request by FINRA was in connection with its investigation into Respondent’s involvement with undisclosed outside business activities, including those potentially relating to crypto assets.
Sherwin Sargeant Barred by FINRA.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/28/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.