SEC Charges JOHN LOPINTO, ROBERT WILKOS, and LAREN PISCIOTTI in Alleged $120 Million Pre-IPO Fraud Scheme – Goodman & Nekvasil, P.A.
SEC Charges JOHN LOPINTO, ROBERT WILKOS, and LAREN PISCIOTTI in Alleged $120 Million Pre-IPO Fraud Scheme.
Call 800-500-4442 if you invested in promissory notes issues by the defendants in the SEC case.
The SEC complaint alleges that from at least October 2019 until December 2022, the defendants raised approximately $120 million from more than 900 investors in the U.S. and abroad by selling interests in private funds that supposedly held shares in pre-IPO companies, that is, privately held companies that had not yet conducted an initial public offering.
LAREN C PISCIOTTI
LAREN CHANTEL PISCIOTTI
CRD#: 5618797
Pisciotti was a registered broker with TD Ameritrade from 04/24/2017 to 11/07/2020. If you invested in the promissory notes offered by the relating entities you may have an opportunity to recover losses in FINRA Arbitration.
SEC Charges JOHN LOPINTO, ROBERT WILKOS, and LAREN PISCIOTTI in Alleged $120 Million Pre-IPO Fraud Scheme.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/3/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.