Chams Khwaja (Sean Khwaja) – FINRA Files Complaint Against Financial Advisor/Broker Sean Khwaja | Goodman & Nekvasil, P.A. May Recover Investor Losses

Chams Khwaja (Sean Khwaja) CRD #6906622

Sean Khwaja was a previously registered financial advisor/broker with Worden Capital Management LLC. According to FINRA, FINRA filed a complaint against Sean Khwaja in April 2020.

According to FINRA Allegations:

Sean Khwaja was a named respondent in a FINRA complaint alleging that Sean Khwaja failed to provide information and documents requested by FINRA during the course of an investigation of another individual registered with FINRA. The complaint alleges that during FINRA’s investigation, the other individual testified that Sean Khwaja had conducted business activities through two companies. Sean Khwaja did not disclose any outside business activities to his member firm, including any activities involving the companies.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Sean Khwaja and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Sean Khwaja’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Sean Khwaja and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 6/15/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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