SANDY SIMMONS JR Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former SAXONY SECURITIES, INC. broker, SANDY SIMMONS JR Has Multiple Investor Complaints.
Complainants in two pending FINRA arbitration claims are demanding a total of $1.9 Million over the broker’s recommendation to invest in Regulation D private placements.
SANDY SIMMONS JR, SANFORD GRAHAM SIMMONS JR, SANFORD GRAHAM (JR) SIMMONS
CRD#: 1018907
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
SANFORD GRAHAM SIMMONS (CRD#: 1018907), a former registered representative for SAXONY SECURITIES, INC. in Castle Rock, CO, has pending investor complaints. According to SIMMONS’ FINRA BrokerCheck report, the first customer complaint alleges Breach of its duties and obligations to Claimant in connection with a recommendation to invest in several real estate-based Regulation D private placements.
These claimants are requesting $1,800,000.00 for alleged damages.
Simmons’ most recent complaint alleges breach of its duties and obligations to claimant in connection with a recommendation to invest in a real estate-based Regulation D private placement.
This claimant is requesting $102,000.00 for alleged damages.
SANFORD GRAHAM SIMMONS Has Multiple Investor Complaints.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/22/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.