SANDY SIMMONS JR Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former SAXONY SECURITIES, INC. broker, SANDY SIMMONS JR Barred After FINRA Allegations.
SANDY SIMMONS JR, SANFORD GRAHAM SIMMONS JR, SANFORD GRAHAM (JR) SIMMONS
SANFORD GRAHAM SIMMONS (CRD#: 1018907), a former registered representative for SAXONY SECURITIES, INC. in Castle Rock, CO, is barred from associating with a FINRA member in all capacities. According to SIMMONS’ FINRA BrokerCheck report, Without admitting or denying the findings, Simmons consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with an ongoing investigation that originated from a cause examination.
SANDY SIMMONS JR Barred After FINRA Allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/30/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.