SANDY SCHMIDT Has An Investor Complaint – May Recover Investor Losses

SANDY SCHMIDT Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

THE LEADERS GROUP, INC. registered representative, Sandy Schmidt has an investor complaint. 

Sanford Allen Schmidt
SANDY SCHMIDT
CRD#: 1163559
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

Sanford Allen Schmidt (CRD#: 1163559), a formerly registered broker for THE LEADERS GROUP, INC. in LITTLETON, CO, has a pending investor complaint.  According to Schmidt’s FINRA BrokerCheck report, CBL ALLEGES THE FOLLOWING Violation Securities Law of 1953 815 ILCS 5/12(f), (g), and (j) Violation of the Illinois Consumer Fraud and Deceptive Business Practices Act 815 ILCS 505/2 Fraudulent Misrepresentation Negligent Misrepresentation Breach of Fiduciary Duty Unjust Enrichment.  The complainant is requesting $750,000.00 for alleged damages.

 

Sanford Allen SchmidtSANDY SCHMIDT
CRD#: 1163559

Sandy Schmidt has an investor complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/29/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

Contact Us Today!

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