Samuel Rankin – Arbitration Claim Filed Against Financial Advisor Samuel Rankin | Goodman & Nekvasil P.A., May Recover Investor Losses
Samuel Rankin CRD #811491
Samuel Rankin was licensed with UBS Financial Services, Inc. since 2009. FINRA reports that an arbitration claim was filed alleging sales practice violations against Samuel Rankin. According to Samuel Rankin’s CRD, Samuel Rankin was named in a customer complaint that asserted the following causes of action: breach of fiduciary duty; professional negligence; constructive fraud; fraud; and negligent misrepresentation. According to Samuel Rankin’s CRD, Samuel Rankin was found jointly and severally liable and was ordered to pay Claimants the sum of $125,000 in compensatory damages.
If you lost any money on investments with Samuel Rankin, you may be able to recover your losses from UBS Financial Services, Inc. This is because UBS Financial Services, Inc. had a duty to supervise Samuel Rankin.
If you lost money on investments with Samuel Rankin and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities America, Inc. concerning Samuel Rankin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman and Nekvasil has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Samuel Rankin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange