Salvatore Gambino – Suspended by FINRA for Unsuitable Recommendations
Former Broker Salvatore Gambino – Suspended by FINRA
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
Salvatore Gambino (CRD#: 2788300), is a formerly registered broker with AEGIS CAPITAL CORP., in Mellville, New York, has been suspended by FINRA.
Gambino consented to the sanctions and to the entry of findings that he made unsuitable recommendations in speculative alternative investments to three firm customers. FINRA alleged that Gambino’s recommendations to purchase Automotive Portfolio limited partnership interests to the customers were unsuitable for the customers.
SALVATORE GAMBINO Investigation
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/11/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.