Roy Williams Has A Pending Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former STIFEL, NICOLAUS & COMPANY, INCORPORATED investment adviser, Roy Williams has a pending investor complaint involving a personal loan he allegedly took from a customer.
CRD#: 843607
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
ROY KEVIN WILLIAMS (CRD#: 843607), a former registered representative for STIFEL, NICOLAUS & COMPANY, INCORPORATED in INDIANAPOLIS, IN, has a pending investor complaint. According to Williams’ FINRA BrokerCheck report, Customers allege that registered representative convinced them to make personal loans to registered representative during years 2019 through 2021.
Roy Williams has a pending investor complaint involving an alleged loan from customers.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 9/10/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.