Ronald Morse – Suspended by FINRA

Ronald Morse – Suspended by FINRA

FINRA suspended Ronald Morse

RONALD LEWIS MORSE
CRD#: 341008

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

RONALD LEWIS MORSE (CRD#: 6386081), a registered broker for DAVID LERNER ASSOCIATES, INC., in White Plains, NY, was suspended by FINRA. Morse consented to the sanctions and to the entry of findings that he created an updated customer profile document for a senior customer, included inaccurate information about the customer, and affixed the customer’s signature to the updated customer profile without the customer’s permission., according to FINRA.

RONALD LEWIS MORSECRD#: 341008

Ronald Morse Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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