Ron Cappuccio Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
CHARLES SCHWAB & CO., INC. investment adviser, Ron Cappuccio has an investor complaint.
Ronald Cappuccio (CRD#: 5530949), a broker for CHARLES SCHWAB & CO., INC. in New York, NY, has an investor complaint. According to Cappuccio’s FINRA BrokerCheck report, While working at Quantum and Co., clients allege that the solicitation of accounts were improper by allegedly misrepresenting material facts and omissions related to the purchase of unregistered pre-Initial Public Offering securities. This matter is a pending civil litigation.
The customer is requesting $2,700,000.00 for alleged damages.
Ronald Cappuccio has an investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/10/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.