Rodney Welch – Rodney Dewayne Welch, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Rodney Welch, Rodney Dewayne Welch CRD #5628247
Rodney Welch was previously licensed with State Farm VP Management Corp. in Louisiana. FINRA reports that Rodney Welch was barred from the securities and investment banking industry in 2015.
ACCORDING TO FINRA: Rodney Welch consented to the sanction and to the entry of findings that Rodney Welch refused to respond to a request for documents and information sent by FINRA during its investigation concerning claims that Rodney Welch had submitted fraudulent insurance claims, had diverted funds from a homeowner’s escrow check to an unrelated policyholder’s account and had failed to deposit at least one large customer cash deposit into his State Farm premium funds account.
If you lost any money on investments with Rodney Welch, you may be able to recover your losses. If you lost money on investments with Rodney Welch and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Rodney Welch’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Rodney Welch and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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