Rodney Potratz Has A Settled Investor Complaint – May Recover Investor Losses

Rodney Potratz Has A Settled Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses

OSAIC WEALTH, INC. investment adviser, Rodney Potratz has a settled investor complaint. 

CRD#: 2367896
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

RODNEY DAVID POTRATZ (CRD#: 6203300), a registered broker for OSAIC WEALTH, INC. in LAGUNA BEACH, CA, has a settled investor complaint.  According to Potratz’s FINRA BrokerCheck report, Claimants alleged various alternative investments were inappropriately recommended.

The claimants requested $6,000,000.00 for alleged damages.   The arbitration claim settled for $125,000.00 and, according to a statement from the broker, included an offer to buy back investments for specified price below market value.

An additional customer complaint is now appearing on Potratz’s FINRA BrokerCheck report.  The client is alleging that the closed-end interval fund and other mutual fund investments were not made in her best interest.   This customer complaint is denied.


RODNEY DAVID POTRATZ Has A Settled Investor Complaint

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 4/18/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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