ROBERT WILLIAM WOODS – WEDBUSH SECURITIES INC. Broker Has An Investor Complaint – May Recover Investor Losses
WEDBUSH SECURITIES INC. Broker, Robert William Woods Has An Investor Complaint.
CRD#: 820999
ROBERT WILLIAM WOODS (CRD#: 820999), a financial adviser for WEDBUSH SECURITIES INC. in LOS ANGELES, CA, has a pending investor complaint. According to Woods’ FINRA BrokerCheck report, In the Statement of Claim, Claimant asserts the following causes of action: Breach of Fiduciary Duty, Unsuitable Investment Recommendations, Negligence, Failure to Supervise, Violations of Standards of Commercial Honor and Principles of Trade, Violations of Section 10(b) of the SEC Act of 1934 and Rule 10b-5, and Violations of SEC Regulation Best Interest (Reg BI) from Nov 2023- March 2024.
The claimant is requesting $1,089,925.00 for alleged damages.
WEDBUSH SECURITIES INC. Broker, Robert William Woods Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 8/13/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.