ROBERT MOON Has A $4.4 Million Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
ROCKEFELLER CAPITAL MANAGEMENT investment adviser, ROBERT MOON Has A $4.4 Million Investor Complaint alleging misappropriation of funds, unauthorized trades, and excessive trading.
CRD#: 2431875
ROBERT LEWIS MOON (CRD#: 2431875), a registered representative for ROCKEFELLER FINANCIAL LLC in Bethesda, MD, has an investor complaint. According to MOON’s FINRA BrokerCheck report, Client alleges misappropriation of funds, unauthorized trades, and excessive trading.
The clients are requesting $4,490,000.00 for alleged damages.
Moon is the managing director at Moon Wealth Partners.
ROBERT MOON has a $4.4 million investor complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/22/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.