Robert Joe Cross Jr (Joey Cross), Barred from Securities Industry | Goodman and Nekvasil May Recover Investors Losses
Reported by FINRA on February 2, 2016, Joey Cross was Barred from association with any FINRA member in any capacity indefinitely. According to FINRA, Joey Cross consented to the sanctions and to the entry of findings that Joey Cross failed to appear for on-the-record testimony requested by FINRA during the course of its investigation into his outside business activities, financial reporting obligations, and whether he accepted unapproved loans from a customer while engaging in a private securities transaction.
FINRA’S Broker Check reports Joey Cross was a registered representative with Allstate Financial Services from August 2006 – June 2013.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
If you lost any money on investments with Joey Cross, you may be able to recover your losses from Allstate Financial Services. This is because Allstate Financial Services had a duty to supervise Joey Cross.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Joey Cross and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.