Robert Gleason Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses
Former CANTELLA & CO., INC. investment adviser, Robert Gleason has an investor complaint.
ROBERT SPAULDING GLEASON JR (CRD#: 1415067), a formerly registered broker for CANTELLA & CO., INC. in Owensboro, KY, has a pending investor complaint. According to Gleason’s FINRA BrokerCheck report, Client alleged that Gleason traded securities for her, exercising discretion, without the proper license. She alleged that he forged letters to the firm’s compliance department and that he abused her trust and made a considerable amount of money more than he made for her with her investments. She believes Gleason manipulated her. She alleges that he persuaded her to sell bonds she owned years ago saying they were going to junk bond status which she now believes was done in an effort to generate cash for the multiple trades and commissions. Financial representative Robert Gleason denies all allegations.
CANTELLA & CO., INC. terminated Gleason alleging concerns regarding the origin of notations added to firm-requested Active Account and Concentration client letters.
FINRA suspended Robert Spaulding Gleason Jr. for three-months from associating with any FINRA member in all capacities. Gleason Jr. consented to the FINRA suspension on April 5, 2024.
ROBERT SPAULDING GLEASON JR Has An Investor Complaint
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 4/05/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.