Robert Earls Has Two Pending Investor Complaints – May Recover Investor Losses

Robert Earls Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former LPL FINANCIAL LLC broker, Robert Earls has two pending investor complaints. 

CRD#: 1369915
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

ROBERT JOSEPH EARLS JR (CRD#: 1369915), a formerly registered broker for LPL FINANCIAL LLC in Roanoke, VA, has investor complaints.  According to Earls’ FINRA BrokerCheck report, From approximately June 2010 through February 2023, Ms. [REDACTED] provided funds to the advisor which she believed were being invested in outside investment accounts but no such accounts exist at LPL.  This claimant is requesting $300,000.00 for alleged damages.

A second  complainant alleged that, from 2015 through 2024, Earls misappropriated funds.


Robert Earls has two pending investor complaints. 

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/14/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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