Goodman & Nekvasil P.A., May Recover Investor Losses | Robert Delguercio, Financial Advisor Barred from Securities Industry
Robert Delguercio was a formerly licensed financial advisor with Herbert J. Sims & Co. Inc. from 2012 to 2017. FINRA reports that Robert Delguercio was barred from the securities industry on Oct. 16, 2017.
FINRA reports that an arbitration claim was filed involving Robert Delguercio’s conduct with Herbert J. Sims & Co., Inc., alleging unsuitable investments, fraud, unauthorized trading, churning, negligence and breach of fiduciary duty. The arbitration claim was settled for $155,000, with Robert Delguercio contributing $10,000 to this settlement.
If you lost any money on investments with Robert Delguercio, you may be able to recover your losses from Herbert J. Sims & Co. Inc. This is because Herbert J. Sims & Co. Inc. had a duty to supervise Robert Delguercio.
If you lost money on investments with Robert Delguercio and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Herbert J. Sims & Co. concerning Robert Delguercio’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Robert Delguercio and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.