Robert Clarke, Customer Disputes Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses
Robert Clarke, Robert Steven Clarke CRD #735940
Robert Clarke has been licensed with National Alliance Securities, LLC in Austin, Texas since 2017. Robert Clarke was previously licensed with Ross, Sinclaire & Associates, LLC. According to Robert Clarke’s CRD, four customer disputes alleging sales practice violations against Robert Clarke have been settled. According to Robert Clarke’s CRD, these allegations include but are not limited to misrepresentation and unsuitable representation of Collateralized Mortgage Obligations. According to Robert Clarke’s CRD, these four customer disputes all settled with two settling for $125,000 and $120,000.
According to Robert Clarke’s CRD, the Commonwealth of Kentucky has initiated a pending formal proceeding for alleged violations of investment-related rules or regulations. According to Robert Clarke’s CRD, Robert Clarke allegedly placed trades in customer accounts as an unregistered broker-dealer agent. According to Robert Clarke’s CRD, this regulatory action is pending.
If you lost money on investments with Robert Clarke and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Clarke’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Robert Clarke and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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