Rick Shaw Has Multiple Investor Complaints  – May Recover Investor Losses

Rick Shaw Has Multiple Investor Complaints  – Goodman & Nekvasil, P.A. May Recover Investor Losses

LINCOLN FINANCIAL ADVISORS CORPORATION investment adviser, Rick Shaw has multiple investor complaints.

RICHARD GLENN SHAW
RICK GLENN SHAW
CRD#: 1870018
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

RICK GLENN SHAW (CRD#: 1870018), a broker for LINCOLN FINANCIAL ADVISORS CORPORATION in Scottsdale, AZ, has an investor complaint.  According to Shaw’s FINRA BrokerCheck report, The customers allege that their RR recommended an unsuitable Oil and Gas investment.   Shaw has nine customer complaints alleging unsuitable oil and gas recommendations.

The claimants, with combined customer complaints,  requested more than $2.5 million for alleged damages.

 

RICHARD GLENN SHAWRICK GLENN SHAW
CRD#: 1870018

RICHARD GLENN SHAW has an investor complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 6/04/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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