RICK LEININGER – Was Suspended by FINRA
FINRA suspended Rick Leininger
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
RICHARD EVANS LEININGER (CRD#: 809473), a registered broker for THE INVESTMENT CENTER, INC., in Freeport, IL, was suspended by FINRA. Leininger consented to the sanctions and to the entry of findings that he caused his member firm to make and preserve inaccurate books and records by mismarking order tickets as unsolicited when he had solicited the securities transactions, according to FINRA.

RICK LEININGER Investigation
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/12/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.