Richard Minichino – Financial Advisor/Broker Richard Minichino Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Richard Minichino CRD #5760862
Richard Minichino was a previously licensed financial advisor with Next Financial Group, Inc. and Wunderlich Securities, Inc. According to Richard Minichino’s BrokerCheck report, Richard Minichino was barred from the securities industry in December 2018.
According to FINRA Allegations: Richard Minichino failed to respond to FINRA request for information.
According to Richard Minichino’s BrokerCheck Report: A customer dispute alleging sales practice violations was previously field. Customer alleges in April 2017 Richard Minichino advised to rollover several annuity IRAs into other investments and at no time was advised of the tax rule that allows only one rollover per tax year.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Richard Minichino and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Richard Minichino’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Richard Minichino and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/17/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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