Rhode Island FINRA Arbitration & Securities Fraud Lawyers

Rhode Island FINRA Arbitration & Securities Fraud Lawyers

Rhode Island FINRA Arbitration Attorney, FINRA Arbitration Fraud Lawyers

Rhode Island FINRA Arbitration and Securities Fraud Lawyers

Goodman & Nekvasil, P.A. Specializes in Rhode Island FINRA Arbitration and Securities Fraud

Our attorneys have an unapparelled track-record holding brokers and their  firms accountable for securities fraud.  Most clients have agreed to FINRA arbitration if they have a dispute over an improperly recommended investment.

We understand that when clients retain our law firm their financial security has been lost. Many clients do not know where their investments assets have gone or how their financial advisor could have recommended risky assets in the first place.

Our attorneys can help evaluate your potential claims for no cost to determine the proper course of action.

Investor resources and useful links available in the State of Rhode Island:

Rhode Island Securities Division 

FINRA is an independent regulatory agency that regulates all broker-dealers in the United States.


FINRA Investor Education

  • Consumer Protection Division not only protects consumers and businesses owners against fraud but also mediates consumer complaints.
  •  The Securities and Exchange Commission (SEC) creates and enforces the securities laws.

    SEC Consumer Protection

Investors are rarely reimbursed as a result of these enforcement actions. By hiring a  FINRA securities fraud attorney, investors increase their chances of being awarded compensation for their losses.

How to Hire a Rhode Island FINRA Arbitration & Securities Fraud Attorney

To learn more about securities topics and any potential claims you may have, please visit our Securities Fraud and Practice Area page.

Goodman & Nekvasil, P.A., represents investors in all major Rhode Island cities including:

1 Providence 189,715
2 Warwick 82,783
3 Cranston 82,691
4 Pawtucket 75,176
5 East Providence 47,012
6 Woonsocket 43,029
7 Cumberland 36,276
8 Coventry 35,656
9 North Providence 33,945
10 South Kingstown 31,928
11 West Warwick 30,909
12 Johnston 29,545
13 North Kingstown 27,719
14 Newport 25,087
15 Westerly 23,337
16 Lincoln 22,476
17 Bristol 22,420
18 Central Falls 22,359
19 Smithfield 22,086
20 Portsmouth 17,846
21 Barrington 17,121
22 Middletown 17,009
23 Tiverton 16,324
24 Burrillville 16,205
25 Narragansett 14,623

Our consultations are free of charge and the firm is only compensated if you recover money you lost.

Contact Us Today!

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