Reid Rasner Terminated After LPL FINANCIAL CORPORATION Allegations – Goodman & Nekvasil, P.A.
Reid Rasner Terminated After LPL FINANCIAL CORPORATION Allegations. Rasner was terminated after the firm alleged that the broker engaged in unapproved outside business activity.
Reid W. Rasner (CRD#: 6887076), a former broker for LPL FINANCIAL CORPORATION in CASPER, WY was terminated after employer allegations.
LPL FINANCIAL CORPORATION alleged that Rasner engaged in unapproved outside business activity, according to FINRA BrokerCheck.
Sierzant is currently an investment adviser for OMNIVEST in Casper, WY.
Reid W. Rasner
Reid W Kronberg-Rasner, Reid William Kronberg-Rasner, Reid W Rasner
CRD#: 6887076
FINRA and Outside Business Requirements
According to FINRA: No registered person may be an employee, independent contractor, sole proprietor, officer, director or partner of another person, or be compensated, or have the reasonable expectation of compensation, from any other person as a result of any business activity outside the scope of the relationship with his or her member firm, unless he or she has provided prior written notice to the member, in such form as specified by the member.
Passive investments and activities subject to the requirements of Rule 3280 shall be exempted from this requirement.
Reid Rasner Terminated After LPL FINANCIAL CORPORATION Allegations. Rasner was terminated after the firm alleged that the broker engaged in unapproved outside business activity.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/17/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.