RAYMOND CHOW – WEDBUSH SECURITIES INC. Investment Adviser Has An Investor Complaint – May Recover Investor Losses
WEDBUSH SECURITIES INC. Investment Adviser, Raymond Chow Has An Investor Complaint.
RAYMOND WYMAN CHOW
CRD#: 2860124
RAYMOND WYMAN CHOW (CRD#: 2860124), a broker for WEDBUSH SECURITIES INC. in Elk Grove, CA, has an investor complaint. According to Chow’s FINRA BrokerCheck report, Per a signed agreement, Client’s account has been managed by a 3rd Party Money Manager since 2017. Client’s specific complaint is @ hedging technique employed by manager initiated in November, 2023 and again in March, 2024. Final hedge position closed in November 2024.
The claimant is requesting $489,825.00 for alleged damages.
WEDBUSH SECURITIES INC. Investment Adviser, Raymond Chow Has An Investor Complaint.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $500 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/13/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.