Ray Lent Has Multiple Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses
PORTSMOUTH FINANCIAL SERVICES registered representative, Ray Lent has multiple investor complaints.
RAYMOND LAWRENCE LENT (CRD#: 817645), a broker for PORTSMOUTH FINANCIAL SERVICES in SAN RAFAEL, CA, has multiple investor complaints. According to Lent’s FINRA BrokerCheck report, five claimants alleged failure to conduct reasonable due diligence.
The SEC recently ordered a cease-and-desist against Lent for violating his duty of care and multiple compliance deficiencies.
Ray Lent has multiple investor complaints. SEC issues cease and desist order.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 5/30/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.